-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WmBlohp8fL6F2HjRRH1rz/pzV32mQ3NbidFLEA8jWaQWzXQEplBdlgbEXNTW+OXx vJpktTExfjYgzD7VmvqVEQ== 0000950172-96-000072.txt : 19960213 0000950172-96-000072.hdr.sgml : 19960213 ACCESSION NUMBER: 0000950172-96-000072 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960212 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTEAD MORTGAGE CORP CENTRAL INDEX KEY: 0000766701 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 752027937 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-37849 FILM NUMBER: 96515140 BUSINESS ADDRESS: STREET 1: 2711 NORTH HASKELL AVE STREET 2: STE 900 CITY: DALLAS STATE: TX ZIP: 75204 BUSINESS PHONE: 2148742323 MAIL ADDRESS: STREET 1: 2001 BRYAN TOWER STREET 2: STE 3300 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: LOMAS MORTGAGE CORP DATE OF NAME CHANGE: 19891105 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HUGHES HOWARD MEDICAL INSTITUTE CENTRAL INDEX KEY: 0000810386 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 4000 JONES BRIDGE ROAD CITY: CHEVY CHASE STATE: MD ZIP: 20815-6789 BUSINESS PHONE: 3012158500 SC 13G/A 1 SCHEDULE 13G - AMENDMENT NO. 5 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Capstead Mortgage Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class and Securities) 14067E 10 0 (CUSIP Number of Class of Securities) No fee is required with respect to this filing. *The remainder of this cover page shall be filled out for reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 14067E 10 0 (1) NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Howard Hughes Medical Institute I.R.S. Indemnification No.: 59-0735717 (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) ( ) (b) ( ) Not applicable (3) SEC USE ONLY (4) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware (5) SOLE VOTING POWER 900,000 NUMBER OF (6) SHARED VOTING POWER SHARES BENEFICIALLY 0 OWNED BY (7) SOLE DISPOSITIVE POWER EACH REPORTING 900,000 PERSON WITH (8) SHARED DISPOSITIVE POWER 0 (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 900,000 (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* ( ) (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.8% (12) TYPE OF REPORTING PERSON* EP Item 1. (a) Name of Issuer: Capstead Mortgage Corporation ("CMC"). (b) Address of Issuer's Principal Executive Offices: 2711 North Haskell, Dallas, Texas 75204 Item 2. (a) Name of Person Filing: Howard Hughes Medical Institute. (b) Address of Principal Business Office: 4000 Jones Bridge Road, Chevy Chase, Maryland 20815-6789. (c) Citizenship: Delaware corporation. (d) Title of Class of Securities: Common Stock, par value $0.01 per share, of CMC. (e) CUSIP Number: 14067E 10 0. Item 3. If this statement is being filed pursuant to Rule 13d- 1(b) or 13d-2(b), check whether the person filing is: [X] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund. Item 4. Ownership. (a) Amount beneficially Owned: 900,000 (b) Percent of Class: 3.8% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 900,000 (ii) Shared power to vote or to direct the vote: 0. (iii) Sole power to dispose or to direct the disposition: 900,000 (iv) Shared power to dispose or to direct the disposition: 0. Item 5. Ownership of Five Percent or Less of a Class: (X) Item 6. Ownership of More than Five Percent on Behalf of Another Person: N/A. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: N/A. Item 8. Identification and Classification of Members of the Group: N/A. Item 9. Notice of Dissolution of Group: N/A. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February , 1996 HOWARD HUGHES MEDICAL INSTITUTE By: ________________________ Craig A. Alexander, Esq. Deputy General Counsel -----END PRIVACY-ENHANCED MESSAGE-----